Securities

Securities and Shareholder Derivative Experience

Counsel in securities case: “I thought you were very effective in moving things along and getting this resolved.”

Over 35 securities fraud class actions; alleged damages ranged from $20 million to $1 billion.

Seven ERISA class actions brought on behalf of retirement plan beneficiaries; amounts in controversy ranged from $10 million to over $500 million.

Over 20 shareholder derivative actions.

Over 25 matters in NASD/FINRA arbitration involving claims by  investors against broker-dealers.